---
schema_version: "secwatch.filing_event.v1"
accession: "0001398344-24-011313"
form_type: "8-K"
ticker: "XFLT"
cik: "0001703079"
company_name: "XAI Octagon Floating Rate & Alternative Income Trust"
filed_at: "2024-06-05T23:59:59+00:00"
generated_at: "2026-06-01T06:18:04.679809+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# XFLT authorizes ATM offering of up to 15M common shares at a minimum of NAV plus commission

## Summary
- Entered Distribution Agreement with Paralel Distributors LLC on June 4, 2024 for at-the-market offering of up to 15,000,000 common shares.
- Minimum sale price per share equals current NAV plus per-share commission to the Distributor.
- UBS Securities LLC serves as sub-placement agent under a separate Sub-Placement Agent Agreement dated June 4, 2024.
- Offering made under existing shelf registration statement (File No. 333-261521) filed on Form N-2.

## SEC filing metadata
- accession: 0001398344-24-011313
- form_type: 8-K
- ticker: XFLT
- cik: 0001703079
- company_name: XAI Octagon Floating Rate & Alternative Income Trust
- filed_at: 2024-06-05T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 1.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1703079/000139834424011313/0001398344-24-011313-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1703079/000139834424011313/fp0088600-1_8kixbrl.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001398344-24-011313
- JSON: https://secwatch.observer/filing/0001398344-24-011313.json
- Plain text: https://secwatch.observer/filing/0001398344-24-011313.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.