---
schema_version: "secwatch.filing_event.v1"
accession: "0001403528-21-000034"
form_type: "8-K"
ticker: "OAK-PA"
cik: "0001403528"
company_name: "Brookfield Oaktree Holdings, LLC"
filed_at: "2021-11-08T23:59:59+00:00"
generated_at: "2026-06-28T11:22:12.647283+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Oaktree issues $200M 3.06% senior notes due 2037 in private placement

## Summary
- Issued $200M aggregate principal of 3.06% Senior Notes due Jan 12, 2037 via private placement.
- Notes senior unsecured, guaranteed by Oaktree Capital I, II, and Oaktree AIF Investments on joint basis.
- Proceeds for general corporate purposes; closing expected on or before Jan 12, 2022.
- Note agreement includes financial covenants on leverage ratio and minimum AUM.
- Issuer and guarantors indirectly owned by Oaktree Capital Group Holdings and Brookfield.

## SEC filing metadata
- accession: 0001403528-21-000034
- form_type: 8-K
- ticker: OAK-PA
- cik: 0001403528
- company_name: Brookfield Oaktree Holdings, LLC
- filed_at: 2021-11-08T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1403528/000140352821000034/0001403528-21-000034-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1403528/000140352821000034/oak-20211104.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001403528-21-000034
- JSON: https://secwatch.observer/filing/0001403528-21-000034.json
- Plain text: https://secwatch.observer/filing/0001403528-21-000034.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.