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8-K filed May 30, 2023, 7:59 PM ET ticker EFC CIK 0001411342
M&A confidence high sentiment neutral materiality 0.85

Ellington Financial to acquire Arlington Asset in stock-and-cash deal; exchange ratio 0.3619 plus $0.09/share

Ellington Financial Inc.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

Ellington Financial Inc. entered into Agreement and Plan of Merger with Arlington Asset Investment Corp. valued at Merger of Arlington Asset into Merger Sub; consideration includes a fixed exchange ratio of 0.3619 s (effective 2023-05-29).

Action
entry
Agreement
merger
Counterparty
Arlington Asset Investment Corp.
Value
Merger of Arlington Asset into Merger Sub; consideration includes a fixed exchange ratio of 0.3619 s
Effective
2023-05-29
Exact text from the filing
On May 29, 2023, Ellington Financial Inc., a Delaware corporation (“EFC”), EF Merger Sub Inc., a Virginia corporation and wholly-owned subsidiary of EFC (“Merger Sub”), Arlington Asset Investment Corp., a Virginia corporation (“Arlington Asset”), and, solely for the limited purposes set forth in the Merger Agreement (as defined below), Ellington Financial Management LLC, a Delaware limited liability company (the “Advisor”), entered into an Agreement and Plan of Merger (the “Merger Agreement”), pursuant to which, subject to the terms and conditions therein, Arlington Asset will be merged with and into Merger Sub, with Merger Sub remaining as a wholly owned subsidiary of EFC (such surviving company, the “Surviving Company,” and such transaction, the “Merger”).
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Ellington Financial Inc. filing history →

Source: SEC EDGAR
accession 0001411342-23-000119
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