secwatch.observer — SEC 8-K summary ====================================== Issuer: Ellington Financial Inc. (EFC) CIK: 0001411342 Form: 8-K Filed at: 2023-10-20T23:59:59+00:00 Accession: 0001411342-23-000172 Event type: other_material Sentiment: neutral Materiality: 0.60 Item codes: 1.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Ellington Financial invests ~$11M in Great Ajax common stock at $6.60/share --------------------------------------------------------------------------- - Ellington Financial buys 1,666,666 shares of Great Ajax common stock in a registered direct offering. - Purchase price of $6.60 per share, aggregate proceeds of ~$11.0 million to Great Ajax before expenses. - Shares sold under Great Ajax's existing shelf registration statement and prospectus supplement dated October 20, 2023. - Transaction closed on October 20, 2023; purchase agreement contains customary representations and warranties. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1411342/000141134223000172/0001411342-23-000172-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1411342/000141134223000172/efc-20231020.htm HTML page: https://secwatch.observer/filing/0001411342-23-000172 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer