Extracted from this filing and checked against the source text.
Material Agreements
SEC 8-K Item 1.01/1.02
confidence 0.9
Armour Residential REIT, Inc. entered into Third Amended and Restated Equity Sales Agreement with BUCKLER Securities LLC, JonesTrading Institutional Services LLC, JMP Securities LLC, Ladenburg Thalmann & Co. Inc., B. Riley Securities, Inc., and ARMOUR Capital Management LP valued at up to 44,078,107 shares (effective 2022-11-04).
- Action
- entry
- Agreement
- atm program
- Counterparty
- BUCKLER Securities LLC, JonesTrading Institutional Services LLC, JMP Securities LLC, Ladenburg Thalmann & Co. Inc., B. Riley Securities, Inc., and ARMOUR Capital Management LP
- Value
- up to 44,078,107 shares
- Effective
- 2022-11-04
Exact text from the filing
On November 4, 2022, ARMOUR Residential REIT, Inc. (the “Company”) entered into a Third Amended and Restated Equity Sales Agreement (the “Sales Agreement”), with BUCKLER Securities LLC, an affiliate of the Company and member of the Financial Industry Regulatory Authority (“BUCKLER”), JonesTrading Institutional Services LLC (“JonesTrading”), JMP Securities LLC (“JMP Securities”), Ladenburg Thalmann & Co. Inc. (“Ladenburg Thalmann”) and B. Riley Securities, Inc. (“B. Riley Securities,” and together with BUCKLER, JonesTrading, JMP Securities and Ladenburg Thalmann, the “Agents”), as sales agents, and ARMOUR Capital Management LP, a Delaware limited partnership and the external manager of the Company (the “Manager”), pursuant to which the Company may, from time to time, issue and sell up to 44,078,107 shares (“Shares”) of the Company’s common stock through or to such designated Agents.
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