{"schema_version":"secwatch.filing_event.v1","accession":"0001437749-21-020190","form_type":"8-K","ticker":"AVPT","cik":"0001777921","company_name":"AvePoint, Inc.","filed_at":"2021-08-16T23:59:59+00:00","discovered_at":"2026-05-14T18:04:19.582779+00:00","generated_at":"2026-06-29T10:10:40.336874+00:00","sec_items":["1.01","5.02","7.01","9.01"],"event_type":"leadership","sentiment":"neutral","materiality_score":0.65,"calibrated_materiality_score":0.65,"confidence":"high","headline":"AvePoint appoints Jim Caci as CFO and Tom Lin as COO, effective Aug 23, 2021","bullets":["Jim Caci named CFO; base salary $315K, target bonus $285K, $1M in RSU equity for FY2021.","Tom Lin promoted from Chief Customer Officer to COO; base salary $315K, target bonus $315K, $1M equity (60% options, 40% RSUs).","Sophia Wu transitions from CFO to Chief Accounting Officer; Brian Brown remains Chief Legal & Compliance Officer and board secretary.","Caci previously served as AvePoint CFO from 2010–2013; brings 25+ yrs finance experience at SaaS and IT firms."],"urls":{"canonical":"https://secwatch.observer/filing/0001437749-21-020190","json":"https://secwatch.observer/filing/0001437749-21-020190.json","markdown":"https://secwatch.observer/filing/0001437749-21-020190.md","text":"https://secwatch.observer/filing/0001437749-21-020190.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1777921/000143774921020190/0001437749-21-020190-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1777921/000143774921020190/avpt20210809_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-29T10:10:40.336874+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"017d749dfe","claim":"Sophia Wu changed role as Chief Accounting Officer at AvePoint, Inc..","evidence_excerpt":"Sophia Wu, Chief Financial Officer of the Company, agreed that she will transition into a new role as the Company’s Chief Accounting Officer effective August 23, 2021.","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1777921/000143774921020190/0001437749-21-020190-index.htm","confidence":0.95,"family_label":"Executive change","details":[{"label":"Action","value":"agreed to transition into a new role"},{"label":"Role","value":"Chief Accounting Officer"}],"fact_type":"executive_change"},{"claim_id":"60d5577121","claim":"James (Jim) Caci was appointed as Chief Financial Officer at AvePoint, Inc..","evidence_excerpt":"Effective August 23, 2021, Mr. Caci will succeed Ms. Wu as the Company’s Chief Financial Officer","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1777921/000143774921020190/0001437749-21-020190-index.htm","confidence":0.95,"family_label":"Executive change","details":[{"label":"Action","value":"appointed to succeed"},{"label":"Role","value":"Chief Financial Officer"}],"fact_type":"executive_change"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}