secwatch.observer — SEC 8-K summary
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Issuer:     AvePoint, Inc. (AVPT)
CIK:        0001777921
Form:       8-K
Filed at:   2021-08-16T23:59:59+00:00
Accession:  0001437749-21-020190
Event type: leadership
Sentiment:  neutral
Materiality: 0.65
Item codes: 1.01, 5.02, 7.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

AvePoint appoints Jim Caci as CFO and Tom Lin as COO, effective Aug 23, 2021
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- Jim Caci named CFO; base salary $315K, target bonus $285K, $1M in RSU equity for FY2021.
- Tom Lin promoted from Chief Customer Officer to COO; base salary $315K, target bonus $315K, $1M equity (60% options, 40% RSUs).
- Sophia Wu transitions from CFO to Chief Accounting Officer; Brian Brown remains Chief Legal & Compliance Officer and board secretary.
- Caci previously served as AvePoint CFO from 2010–2013; brings 25+ yrs finance experience at SaaS and IT firms.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1777921/000143774921020190/0001437749-21-020190-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1777921/000143774921020190/avpt20210809_8k.htm
  HTML page:      https://secwatch.observer/filing/0001437749-21-020190

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer