---
schema_version: "secwatch.filing_event.v1"
accession: "0001437749-21-020619"
form_type: "8-K"
ticker: "LIQT"
cik: "0001307579"
company_name: "LIQTECH INTERNATIONAL INC"
filed_at: "2021-08-20T23:59:59+00:00"
generated_at: "2026-06-29T08:35:48.953099+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.55
calibrated_materiality_score: 0.55
confidence: "high"
source: SEC EDGAR
---

# LiqTech exchanges 500,000 common shares for prefunded warrants with two shareholders

## Summary
- Entered exchange agreements to swap 500,000 common shares for prefunded warrants exercisable at $0.001/share.
- Warrants are immediately exercisable; no cash consideration paid to shareholders.
- Issuance exempt from registration under Section 4(a)(2) and Regulation D; securities are restricted.
- Common shares tendered will be cancelled upon delivery of warrants.
- Warrants include standard anti-dilution adjustments for stock splits, dividends, and fundamental transactions.

## SEC filing metadata
- accession: 0001437749-21-020619
- form_type: 8-K
- ticker: LIQT
- cik: 0001307579
- company_name: LIQTECH INTERNATIONAL INC
- filed_at: 2021-08-20T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.55
- calibrated_materiality_score: 0.55
- confidence: high
- sec_items: 1.01, 3.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1307579/000143774921020619/0001437749-21-020619-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1307579/000143774921020619/liqt20210820_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001437749-21-020619
- JSON: https://secwatch.observer/filing/0001437749-21-020619.json
- Plain text: https://secwatch.observer/filing/0001437749-21-020619.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.