secwatch.observer — SEC 8-K summary ====================================== Issuer: PUMA BIOTECHNOLOGY, INC. (PBYI) CIK: 0001401667 Form: 8-K Filed at: 2021-11-04T23:59:59+00:00 Accession: 0001437749-21-025336 Event type: other_material Sentiment: neutral Materiality: 0.55 Item codes: 1.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Puma Biotechnology enters into $50M at-the-market equity distribution agreement with Jefferies -------------------------------------------------------------------------------- - Up to $50M of common stock may be sold from time to time in ATM offerings through Jefferies LLC. - Jefferies receives 3% commission on gross proceeds; sales at prevailing market prices. - Company has no obligation to sell any shares under the agreement. - Shares offered under existing shelf registration statement (File No. 333-257687) effective July 13, 2021. - Agreement may remain effective until July 2024 unless earlier terminated. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1401667/000143774921025336/0001437749-21-025336-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1401667/000143774921025336/pbyi20211104_8k.htm HTML page: https://secwatch.observer/filing/0001437749-21-025336 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer