{"schema_version":"secwatch.filing_event.v1","accession":"0001437749-21-025853","form_type":"8-K","ticker":"MGLD","cik":"0001005101","company_name":"Marygold Companies, Inc.","filed_at":"2021-11-09T23:59:59+00:00","discovered_at":"2026-05-14T18:04:11.020748+00:00","generated_at":"2026-06-28T10:24:58.672150+00:00","sec_items":["8.01"],"event_type":"regulatory","sentiment":"negative","materiality_score":0.65,"calibrated_materiality_score":0.65,"confidence":"high","headline":"Concierge subsidiary USCF settles SEC/CFTC enforcement for $2.5M penalty","bullets":["USCF and USO settled SEC and CFTC charges over alleged misstatements during Apr-May 2020.","Total civil penalty of $2.5M; USCF paying $1.25M to each of SEC and CFTC.","Cease-and-desist orders issued; USCF and USO consented without admitting or denying findings.","Wells Notices were received in August 2020; settlement announced November 8, 2021."],"urls":{"canonical":"https://secwatch.observer/filing/0001437749-21-025853","json":"https://secwatch.observer/filing/0001437749-21-025853.json","markdown":"https://secwatch.observer/filing/0001437749-21-025853.md","text":"https://secwatch.observer/filing/0001437749-21-025853.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1005101/000143774921025853/0001437749-21-025853-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1005101/000143774921025853/cncgd20211108_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-28T10:24:58.672150+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}