---
schema_version: "secwatch.filing_event.v1"
accession: "0001437749-21-028020"
form_type: "8-K"
ticker: "YHGJ"
cik: "0001042187"
company_name: "YUNHONG GREEN CTI LTD."
filed_at: "2021-12-07T23:59:59+00:00"
generated_at: "2026-06-28T03:00:03.994122+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Yunhong CTI issues 170,000 Series D preferred shares to ICY Mellon for $1.5M, with warrant for 128,572 common shares

## Summary
- Issued 170,000 Series D Convertible Preferred shares to ICY Mellon LLC for $1.5M ($8.824/share).
- Series D pays 8% annual dividend (cash or stock), stated value $10/share, convertible at $1.00 per common share.
- Warrant to buy up to 128,572 common shares at lower of $1.75 or 85% of 10-day VWAP.
- Holders get 4.65 votes per share on as-converted basis; liquidation preference $10/share plus dividends.
- Company must obtain shareholder approval for issuance; filed Certificate of Designations for Series D.

## SEC filing metadata
- accession: 0001437749-21-028020
- form_type: 8-K
- ticker: YHGJ
- cik: 0001042187
- company_name: YUNHONG GREEN CTI LTD.
- filed_at: 2021-12-07T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 1.01, 5.03, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1042187/000143774921028020/0001437749-21-028020-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1042187/000143774921028020/ctib20211206_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001437749-21-028020
- JSON: https://secwatch.observer/filing/0001437749-21-028020.json
- Plain text: https://secwatch.observer/filing/0001437749-21-028020.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.