secwatch.observer — SEC 8-K summary
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Issuer:     RBB Bancorp (RBB)
CIK:        0001499422
Form:       8-K
Filed at:   2022-04-11T23:59:59+00:00
Accession:  0001437749-22-008692
Event type: leadership
Sentiment:  negative
Materiality: 0.65
Item codes: 5.02, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

RBB Bancorp CEO Alan Thian resigns after internal investigation finds policy violations
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- CEO Alan Thian resigned immediately after special committee investigation found policy violations including personnel decisions and adverse morale effects.
- David Morris appointed interim President and CEO; Morris also serves as EVP and CFO.
- Board stated violations had no overall adverse financial impact on the company.
- Thian had been on paid leave since February 22, 2022; investigation conducted by independent outside law firm.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1499422/000143774922008692/0001437749-22-008692-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1499422/000143774922008692/rbb20220405_8k.htm
  HTML page:      https://secwatch.observer/filing/0001437749-22-008692

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