secwatch.observer — SEC 8-K summary ====================================== Issuer: Vistagen Therapeutics, Inc. (VTGN) CIK: 0001411685 Form: 8-K Filed at: 2022-05-03T23:59:59+00:00 Accession: 0001437749-22-010697 Event type: leadership Sentiment: neutral Materiality: 0.50 Item codes: 5.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 VistaGen appoints Reid Adler as Chief Legal Officer effective May 2, 2022 ------------------------------------------------------------------------- - Reid G. Adler appointed CLO; will oversee legal affairs and provide strategic guidance to Executive Team and Board. - Adler previously founded Capital Technology Law Group and had represented VistaGen as outside counsel. - Career includes partner at Morrison & Foerster and Morgan Lewis, general counsel at J. Craig Venter Institute. - Adler was founding director of NIH Office of Technology Transfer, building a team of over 40 people. - Company paid Capital Technology Law Group $210,000 in FY ended March 2022 and $18,000 in April 2022 for legal services. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1411685/000143774922010697/0001437749-22-010697-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1411685/000143774922010697/vtgn20220502_8k.htm HTML page: https://secwatch.observer/filing/0001437749-22-010697 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer