---
schema_version: "secwatch.filing_event.v1"
accession: "0001437749-22-011918"
form_type: "8-K"
ticker: "WINT"
cik: "0000946486"
company_name: "WINDTREE THERAPEUTICS INC /DE/"
filed_at: "2022-05-11T23:59:59+00:00"
generated_at: "2026-06-25T21:21:16.049486+00:00"
event_type: "other_material"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Windtree dismisses EY auditor with going concern qualification; director Loh to step down

## Summary
- Dismissed EY as auditor on May 10, 2022; EY's 2021 report included going concern qualification due to recurring losses.
- Engaged EisnerAmper as new independent auditor for FY2022, approved by audit committee after competitive review.
- No accounting disagreements with EY during 2020-2021 or interim period.
- Director Evan Loh will not stand for re-election at June 7 annual meeting; term ends; no disagreement; will continue as advisor.

## SEC filing metadata
- accession: 0001437749-22-011918
- form_type: 8-K
- ticker: WINT
- cik: 0000946486
- company_name: WINDTREE THERAPEUTICS INC /DE/
- filed_at: 2022-05-11T23:59:59+00:00
- event_type: other_material
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 4.01, 5.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/946486/000143774922011918/0001437749-22-011918-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/946486/000143774922011918/wint20220511_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001437749-22-011918
- JSON: https://secwatch.observer/filing/0001437749-22-011918.json
- Plain text: https://secwatch.observer/filing/0001437749-22-011918.txt

## Key facts
- Executive change
  Evan Loh resigned as Director at WINDTREE THERAPEUTICS INC /DE/.
  - Action: resigned
  - Role: Director
  source text: On May 9, 2022, Evan Loh, M.D., a member of the Board of the Company, notified the Board that due to other professional commitments, he will not stand for re-election to the Board at the Company’s 2022 Annual Meeting of Stockholders (the “Annual Meeting”) and, as a result, his term will end upon the conclusion of the Annual Meeting on June 7, 2022.
  evidence_url: https://www.sec.gov/Archives/edgar/data/946486/000143774922011918/0001437749-22-011918-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.
