secwatch.observer — SEC 8-K summary ====================================== Issuer: WINDTREE THERAPEUTICS INC /DE/ (WINT) CIK: 0000946486 Form: 8-K Filed at: 2022-05-11T23:59:59+00:00 Accession: 0001437749-22-011918 Event type: other_material Sentiment: negative Materiality: 0.70 Item codes: 4.01, 5.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Windtree dismisses EY auditor with going concern qualification; director Loh to step down -------------------------------------------------------------------------------- - Dismissed EY as auditor on May 10, 2022; EY's 2021 report included going concern qualification due to recurring losses. - Engaged EisnerAmper as new independent auditor for FY2022, approved by audit committee after competitive review. - No accounting disagreements with EY during 2020-2021 or interim period. - Director Evan Loh will not stand for re-election at June 7 annual meeting; term ends; no disagreement; will continue as advisor. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/946486/000143774922011918/0001437749-22-011918-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/946486/000143774922011918/wint20220511_8k.htm HTML page: https://secwatch.observer/filing/0001437749-22-011918 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer