---
schema_version: "secwatch.filing_event.v1"
accession: "0001437749-22-022232"
form_type: "8-K"
ticker: "BWEN"
cik: "0001120370"
company_name: "BROADWIND, INC."
filed_at: "2022-09-12T23:59:59+00:00"
generated_at: "2026-06-23T10:44:26.494486+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Broadwind enters $12M at-the-market equity distribution agreement with Roth Capital and HC Wainwright

## Summary
- Company may sell up to $12M of common stock in ATM offerings through Roth Capital Partners and HC Wainwright.
- Sales made under existing effective shelf registration statement (Form S-3 filed August 2020).
- Agents receive 2.75% commission on gross proceeds; Company also pays agents' expenses.
- Agreement can be suspended by either party or terminates upon full $12M sale.
- No obligation to sell; shares sold at prevailing market prices.

## SEC filing metadata
- accession: 0001437749-22-022232
- form_type: 8-K
- ticker: BWEN
- cik: 0001120370
- company_name: BROADWIND, INC.
- filed_at: 2022-09-12T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1120370/000143774922022232/0001437749-22-022232-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1120370/000143774922022232/bwen20220910_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001437749-22-022232
- JSON: https://secwatch.observer/filing/0001437749-22-022232.json
- Plain text: https://secwatch.observer/filing/0001437749-22-022232.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.