secwatch.observer — SEC 8-K summary
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Issuer:     BROADWIND, INC. (BWEN)
CIK:        0001120370
Form:       8-K
Filed at:   2022-09-12T23:59:59+00:00
Accession:  0001437749-22-022232
Event type: other_material
Sentiment:  neutral
Materiality: 0.60
Item codes: 1.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Broadwind enters $12M at-the-market equity distribution agreement with Roth Capital and HC Wainwright
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- Company may sell up to $12M of common stock in ATM offerings through Roth Capital Partners and HC Wainwright.
- Sales made under existing effective shelf registration statement (Form S-3 filed August 2020).
- Agents receive 2.75% commission on gross proceeds; Company also pays agents' expenses.
- Agreement can be suspended by either party or terminates upon full $12M sale.
- No obligation to sell; shares sold at prevailing market prices.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1120370/000143774922022232/0001437749-22-022232-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1120370/000143774922022232/bwen20220910_8k.htm
  HTML page:      https://secwatch.observer/filing/0001437749-22-022232

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