secwatch.observer — SEC 8-K summary ====================================== Issuer: WINDTREE THERAPEUTICS INC /DE/ (WINT) CIK: 0000946486 Form: 8-K Filed at: 2022-11-14T23:59:59+00:00 Accession: 0001437749-22-027041 Event type: earnings Sentiment: positive Materiality: 0.70 Item codes: 2.02, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Windtree Q3 net loss $4.1M, licenses KL4 surfactant globally for up to $78.9M milestones -------------------------------------------------------------------------------- - Net loss of $4.1M ($0.13 per share) vs $8.2M loss in Q3 2021; operating loss $4.7M vs $8.1M. - R&D expenses fell to $1.5M from $4.7M as focus shifts to istaroxime; G&A decreased to $2.7M. - Global license to Lee's (HK)/Zhaoke for KL4 surfactant platform; up to $78.9M milestones plus double-digit royalties. - Cash $8.4M at Sept 30, expected to fund operations into Q2 2023. - USPTO allowed istaroxime patent for longer infusions; positive SEISMiC study published in European Journal of Heart Failure. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/946486/000143774922027041/0001437749-22-027041-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/946486/000143774922027041/wint20220823_8k.htm HTML page: https://secwatch.observer/filing/0001437749-22-027041 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer