---
schema_version: "secwatch.filing_event.v1"
accession: "0001437749-22-027769"
form_type: "8-K"
ticker: "WINT"
cik: "0000946486"
company_name: "WINDTREE THERAPEUTICS INC /DE/"
filed_at: "2022-11-18T23:59:59+00:00"
generated_at: "2026-06-21T16:20:26.742602+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Windtree declares Series A Preferred dividend to secure votes for reverse stock split

## Summary
- Dividend of 1/1000th share of Series A Preferred per common share, record date Nov 28, 2022.
- Each 1/1000th Series A share carries 1,000 votes, but only on reverse split and adjournment proposals.
- Series A shares automatically redeemed for $0.01 per 10 shares after reverse split vote or Board decision.
- Shares are non-transferable except with common stock; no dividend rights; liquidation preference $0.001 per share senior to common.
- Certificate of Designation filed with Delaware SOS, effective Nov 18, 2022.

## SEC filing metadata
- accession: 0001437749-22-027769
- form_type: 8-K
- ticker: WINT
- cik: 0000946486
- company_name: WINDTREE THERAPEUTICS INC /DE/
- filed_at: 2022-11-18T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 3.03, 5.03, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/946486/000143774922027769/0001437749-22-027769-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/946486/000143774922027769/wint20221118_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001437749-22-027769
- JSON: https://secwatch.observer/filing/0001437749-22-027769.json
- Plain text: https://secwatch.observer/filing/0001437749-22-027769.txt

## Key facts
- Governance Changes
  WINDTREE THERAPEUTICS INC /DE/: Created Series A Preferred Stock with specified voting, liquidation, and redemption rights via a certificate of designation (effective 2022-11-17).
  - Change: charter amendment
  - Effective: 2022-11-17
  source text: Series A Preferred Stock On November 17, 2022, the board of directors (the “ Board ”) of Windtree Therapeutics, Inc. (the “ Company ”), declared a dividend of one one-thousandth (1/1,000 th ) of a share of Series A Preferred Stock, par value $0.001 per share (“ Series A Preferred Stock ”), for each outstanding share of the Company’s common stock, par value $0.001 per share (“ Common Stock ”) to stockholders of record at 5:00 p.m. Eastern Time on November 28, 2022 (the “ Record Date ”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/946486/000143774922027769/0001437749-22-027769-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.