secwatch.observer — SEC 8-K summary
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Issuer:     RBB Bancorp (RBB)
CIK:        0001499422
Form:       8-K
Filed at:   2022-11-28T23:59:59+00:00
Accession:  0001437749-22-028070
Event type: regulatory
Sentiment:  negative
Materiality: 0.65
Item codes: 3.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

RBB Bancorp receives NASDAQ delisting notice due to late Q3 2022 10-Q filing
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- Received NASDAQ deficiency notice on Nov 21, 2022 for failing to file Q3 2022 Form 10-Q by the Nov 9, 2022 deadline.
- Company recently appointed Crowe LLP as new auditor on Sep 26, 2022; needs more time for SOX control reviews.
- Has 60 days (until Jan 20, 2023) to submit a compliance plan to NASDAQ; expects to file 10-Q by Dec 15, 2022.
- If plan accepted, NASDAQ may grant up to 180 days (until May 8, 2023) to regain compliance.
- No immediate effect on listing or trading of RBB common stock, though further delays may impact listing.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1499422/000143774922028070/0001437749-22-028070-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1499422/000143774922028070/rbb20221125_8k.htm
  HTML page:      https://secwatch.observer/filing/0001437749-22-028070

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