secwatch.observer — SEC 8-K summary ====================================== Issuer: VIVEVE MEDICAL, INC. (—) CIK: 0000879682 Form: 8-K Filed at: 2022-12-02T23:59:59+00:00 Accession: 0001437749-22-028334 Event type: regulatory Sentiment: negative Materiality: 0.85 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 Viveve Medical receives Nasdaq delisting notice for bid price and equity non-compliance -------------------------------------------------------------------------------- - Nasdaq Staff notified Viveve on Nov 29, 2022 of delisting for failing Bid Price Rule and Equity Rule. - Company failed to regain compliance with $1.00 minimum bid price by Nov 28, 2022 grace period end. - Stockholders' equity as of Sep 30, 2022 fell below $2.5M minimum, triggering second delisting basis. - Viveve intends to request a hearing before Nasdaq Hearings Panel to stay delisting. - Plan to regain compliance may include fundraising and reverse stock split, but no assurance of success. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/879682/000143774922028334/0001437749-22-028334-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/879682/000143774922028334/vive20221201_8k.htm HTML page: https://secwatch.observer/filing/0001437749-22-028334 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer