secwatch.observer — SEC 8-K summary ====================================== Issuer: MIND TECHNOLOGY, INC (MIND) CIK: 0000926423 Form: 8-K Filed at: 2023-01-25T23:59:59+00:00 Accession: 0001437749-23-001790 Event type: regulatory Sentiment: negative Materiality: 0.65 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 MIND Tech transfers to Nasdaq Capital Market; gets 180-day extension on bid price rule -------------------------------------------------------------------------------- - Approved transfer from Nasdaq Global Select to Nasdaq Capital Market effective Jan 26, 2023. - Common stock (MIND) and preferred stock (MINDP) continue trading under same symbols. - Received 180-day extension until July 24, 2023 to regain $1.00 minimum bid price compliance. - Company may pursue reverse stock split to cure deficiency; no assurance of compliance. - Non-compliance originally reported July 27, 2022; listing transfer was required for additional time. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/926423/000143774923001790/0001437749-23-001790-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/926423/000143774923001790/mind20230125_8k.htm HTML page: https://secwatch.observer/filing/0001437749-23-001790 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer