secwatch.observer — SEC 8-K summary
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Issuer:     U S GLOBAL INVESTORS INC (GROW)
CIK:        0000754811
Form:       8-K
Filed at:   2023-02-21T23:59:59+00:00
Accession:  0001437749-23-003985
Event type: regulatory
Sentiment:  negative
Materiality: 0.60
Item codes: 3.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

U.S. Global Investors receives Nasdaq notice for late Form 10-Q filing; 60 days to submit compliance plan
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- Nasdaq notice dated Feb 16, 2023 for non-compliance with Listing Rule 5250(c)(1) due to late Form 10-Q.
- No immediate impact on listing or trading of GROW common stock on Nasdaq Capital Market.
- Company has until April 17, 2023 to submit a plan to regain compliance.
- If plan accepted, Nasdaq may grant extension up to August 14, 2023 to file.
- Delay caused by additional time needed to determine fair value on certain corporate investments.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/754811/000143774923003985/0001437749-23-003985-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/754811/000143774923003985/usglobal20230221_8k.htm
  HTML page:      https://secwatch.observer/filing/0001437749-23-003985

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