secwatch.observer — SEC 8-K summary ====================================== Issuer: Vistagen Therapeutics, Inc. (VTGN) CIK: 0001411685 Form: 8-K Filed at: 2023-03-07T23:59:59+00:00 Accession: 0001437749-23-005679 Event type: regulatory Sentiment: negative Materiality: 0.60 Item codes: 3.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Vistagen gets 180-day Nasdaq extension to Sept 5, 2023 to regain $1 bid price compliance -------------------------------------------------------------------------------- - Company failed to meet $1.00 minimum bid price by March 6, 2023 deadline. - Nasdaq granted extension until September 5, 2023 to cure deficiency. - If not compliant by Sept 5, Nasdaq will initiate delisting; company may appeal. - No effect on current listing; trading continues on Nasdaq Capital Market. - Previously disclosed in September 2022 that bid price had been below $1 for 30 consecutive days. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1411685/000143774923005679/0001437749-23-005679-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1411685/000143774923005679/vtgn20230307_8k.htm HTML page: https://secwatch.observer/filing/0001437749-23-005679 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer