secwatch.observer — SEC 8-K summary
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Issuer:     Charlie's Holdings, Inc. (CHUC)
CIK:        0001134765
Form:       8-K
Filed at:   2023-04-04T23:59:59+00:00
Accession:  0001437749-23-009173
Event type: other_material
Sentiment:  neutral
Materiality: 0.45
Item codes: 3.03, 5.03, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Charlie's Holdings amends Series A Preferred: adds NYSE conversion trigger, debt cap to $6M
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- Adds NYSE and NYSE American as exchanges that automatically convert Series A Preferred into common stock upon listing.
- Increases permitted indebtedness from $2.5M to $6.0M under the Certificate of Designations.
- Amendment approved by Board and majority Series A Preferred holders, effective March 31, 2023.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1134765/000143774923009173/0001437749-23-009173-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1134765/000143774923009173/chuc20230403_8k.htm
  HTML page:      https://secwatch.observer/filing/0001437749-23-009173

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