secwatch.observer — SEC 8-K summary ====================================== Issuer: RBB Bancorp (RBB) CIK: 0001499422 Form: 8-K Filed at: 2023-04-07T23:59:59+00:00 Accession: 0001437749-23-009748 Event type: regulatory Sentiment: negative Materiality: 0.45 Item codes: 3.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 RBB Bancorp receives Nasdaq deficiency notice for late 10-K; files on April 7 ----------------------------------------------------------------------------- - Nasdaq notice on April 3, 2023 for missing March 31, 2023 Form 10-K deadline. - Company cites need for more time to complete SOX controls and financial review. - Notice has no immediate effect on listing or trading of RBB common stock. - Form 10-K for year ended Dec 31, 2022 filed on April 7, 2023. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1499422/000143774923009748/0001437749-23-009748-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1499422/000143774923009748/rbb20230404_8k.htm HTML page: https://secwatch.observer/filing/0001437749-23-009748 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer