---
schema_version: "secwatch.filing_event.v1"
accession: "0001437749-23-013066"
form_type: "8-K"
ticker: null
cik: "0000319458"
company_name: "Enservco Corp"
filed_at: "2023-05-08T23:59:59+00:00"
generated_at: "2026-06-15T14:34:05.867357+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Enservco receives NYSE American noncompliance notice; equity below $2M requirement

## Summary
- Stockholders' equity was ~$1.2M at Dec 31, 2022, below NYSE American's $2M minimum.
- Company has until June 9, 2024 to regain compliance; NYSE accepted a cure plan.
- Steps taken: $3.5M equity offering in Feb 2023 and $1.1M debt-to-equity conversion by Cross River Partners.
- Additional $2.5M debt-to-equity conversion subject to shareholder vote at June 13, 2023 Annual Meeting.
- No immediate effect on listing or trading of ENSV common stock.

## SEC filing metadata
- accession: 0001437749-23-013066
- form_type: 8-K
- cik: 0000319458
- company_name: Enservco Corp
- filed_at: 2023-05-08T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 3.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/319458/000143774923013066/0001437749-23-013066-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/319458/000143774923013066/ensv20230508_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001437749-23-013066
- JSON: https://secwatch.observer/filing/0001437749-23-013066.json
- Plain text: https://secwatch.observer/filing/0001437749-23-013066.txt

## Key facts
- Listing & Compliance Notices
  Enservco Corp received a nyse_american noncompliance notice notice regarding stockholders equity (rules 1003(a)(i), 1003(a)(ii), 1003(a)(iii)).
  - Exchange: nyse american
  - Notice: noncompliance notice
  - Deficiency: stockholders equity
  - Rules: 1003(a)(i), 1003(a)(ii), 1003(a)(iii)
  source text: from continuing operations and/or net losses in two of its three most recent fiscal years. As reported in its Form 10-K, the Company’s stockholders’ equity was approximately $1.2 million. The Company remains noncompliant with Section 1003(a)(ii) and Section 1003(a)(iii) of the Company Guide as reported on Company’s Form 8-K filed December 15, 2022 and Form 10-K.
  evidence_url: https://www.sec.gov/Archives/edgar/data/319458/000143774923013066/0001437749-23-013066-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.