---
schema_version: "secwatch.filing_event.v1"
accession: "0001437749-23-016539"
form_type: "8-K"
ticker: "HRZN"
cik: "0001487428"
company_name: "Horizon Technology Finance Corp"
filed_at: "2023-06-05T23:59:59+00:00"
generated_at: "2026-06-14T07:17:29.609639+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Horizon Technology Finance closes offering of 3.25M common shares

## Summary
- Sold 3,250,000 shares of common stock in registered public offering that closed June 2, 2023.
- Underwriters granted a 30-day option to purchase up to 487,500 additional shares for overallotments.
- Underwriting agreement with Morgan Stanley & Co. LLC as representative of several underwriters.
- Offering made under previously filed shelf registration statement on Form N-2.

## SEC filing metadata
- accession: 0001437749-23-016539
- form_type: 8-K
- ticker: HRZN
- cik: 0001487428
- company_name: Horizon Technology Finance Corp
- filed_at: 2023-06-05T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1487428/000143774923016539/0001437749-23-016539-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1487428/000143774923016539/hrzn20230601_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001437749-23-016539
- JSON: https://secwatch.observer/filing/0001437749-23-016539.json
- Plain text: https://secwatch.observer/filing/0001437749-23-016539.txt

## Key facts
- Material Agreements
  Horizon Technology Finance Corp entered into Underwriting Agreement with Morgan Stanley & Co. LLC, as representative of the several underwriters (effective 2023-05-30).
  - Action: entry
  - Agreement: underwriting
  - Counterparty: Morgan Stanley & Co. LLC, as representative of the several underwriters
  - Effective: 2023-05-30
  source text: On May 30, 2023, Horizon Technology Finance Corporation (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”), by and among the Company, Horizon Technology Finance Management LLC and Morgan Stanley & Co. LLC, as representative of the several underwriters named on Schedule I thereto (collectively, the “Underwriters”), pursuant to which the Company agreed to sell to the Underwriters an aggregate of 3,250,000 shares of the Company’s common stock, par value $0.001 per share (the “Shares”), in a registered public offering (the “Offering”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1487428/000143774923016539/0001437749-23-016539-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.