secwatch.observer — SEC 8-K summary
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Issuer:     Aqua Metals, Inc. (AQMS)
CIK:        0001621832
Form:       8-K
Filed at:   2023-06-21T23:59:59+00:00
Accession:  0001437749-23-017989
Event type: other_material
Sentiment:  neutral
Materiality: 0.15
Item codes: 5.07
LLM model:  deepseek-v4-flash:cloud@v2

Aqua Metals shareholders reject preferred stock authorization; Rights Agreement stalled
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- Elected all five director nominees: DiVito, Cotton, Zhang, Smith, Kanen.
- Preferred stock amendment (up to 2M shares) failed with 27.4M for, 4.4M against.
- Rights Agreement approved by shareholders but cannot be adopted due to insufficient authorized preferred stock.
- Amended and Restated 2022 Employee Stock Purchase Plan approved (29.2M for).
- Ratified Armanino LLP as auditor for FY2023; advisory say-on-pay passed.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1621832/000143774923017989/0001437749-23-017989-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1621832/000143774923017989/aqms20230620_8k.htm
  HTML page:      https://secwatch.observer/filing/0001437749-23-017989

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer