{"schema_version":"secwatch.filing_event.v1","accession":"0001437749-23-021660","form_type":"8-K","ticker":"HNNA","cik":"0001145255","company_name":"HENNESSY ADVISORS INC","filed_at":"2023-08-02T23:59:59+00:00","discovered_at":"2026-05-14T18:03:33.243673+00:00","generated_at":"2026-06-12T11:42:04.978096+00:00","sec_items":["2.02","7.01","9.01"],"event_type":"earnings","sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.55,"confidence":"high","headline":"Hennessy Advisors: Q3 revenue $5.7M (-18%), EPS $0.15 (-12%); declares $0.1375 dividend","bullets":["Revenue $5.7M down 18% YoY; net income $1.1M down 14%; diluted EPS $0.15 down 12%.","Average AUM $2.85B down 17% YoY; total AUM $3.0B down 6%.","Cash net of debt $19.1M up 11% YoY.","Quarterly dividend $0.1375/share payable Sep 6, record Aug 23; annualized yield 7.8%.","Pending acquisition of CCM Equity Fund assets (shareholder vote) to merge into Hennessy Stance ESG ETF."],"urls":{"canonical":"https://secwatch.observer/filing/0001437749-23-021660","json":"https://secwatch.observer/filing/0001437749-23-021660.json","markdown":"https://secwatch.observer/filing/0001437749-23-021660.md","text":"https://secwatch.observer/filing/0001437749-23-021660.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1145255/000143774923021660/0001437749-23-021660-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1145255/000143774923021660/hnna20230731_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-12T11:42:04.978096+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"4f763f87c5ce1a27b51a4cdd8df72dc0459b82bb","claim":"HENNESSY ADVISORS INC reported the fiscal quarter ended June 30, 2023 results: revenue $5.7 million, net income $1.1 million, EPS $0.15.","evidence_excerpt":"Summary Highlights (compared to the prior comparable quarter ended June 30, 2022): ● Total revenue of $5.7 million, a decrease of 18%. ● Net income of $1.1 million, a decrease of 14%. ● Fully diluted earnings per share of $0.15, a decrease of 12%.","evidence_source":"SEC 8-K Item 2.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1145255/000143774923021660/0001437749-23-021660-index.htm","confidence":0.9,"family_label":"Earnings Releases","details":[{"label":"Period","value":"the fiscal quarter ended June 30, 2023"},{"label":"Revenue","value":"$5.7 million"},{"label":"Net income","value":"$1.1 million"},{"label":"EPS","value":"$0.15"},{"label":"Result","value":"reported results"}],"fact_type":"earnings_release"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}