secwatch.observer — SEC 8-K summary
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Issuer:     WINDTREE THERAPEUTICS INC /DE/ (WINT)
CIK:        0000946486
Form:       8-K
Filed at:   2023-08-16T23:59:59+00:00
Accession:  0001437749-23-023974
Event type: other_material
Sentiment:  neutral
Materiality: 0.50
Item codes: 5.02, 5.07, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Windtree shareholders approve 2020 equity plan amendment adding 645,000 shares
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- Amendment to 2020 Plan increases authorized shares by 645,000 to 738,175 total shares.
- Evergreen provision removed; share recycling prohibited; one-year minimum vesting imposed; dividends on unvested awards banned.
- All five director nominees elected: Craig E. Fraser, Daniel Geffken, Robert Scott, Mark Strobeck, Leslie J. Williams.
- Advisory vote on executive compensation passed: 666,480 for, 86,688 against, 9,587 abstentions (87.4% of votes cast).
- Ratification of EisnerAmper LLP as independent auditor for 2023 approved: 2,120,083 for, 48,301 against, 74,426 abstentions.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/946486/000143774923023974/0001437749-23-023974-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/946486/000143774923023974/wint20230816_8k.htm
  HTML page:      https://secwatch.observer/filing/0001437749-23-023974

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer