secwatch.observer — SEC 8-K summary ====================================== Issuer: Aravive, Inc. (—) CIK: 0001513818 Form: 8-K Filed at: 2023-09-19T23:59:59+00:00 Accession: 0001437749-23-026308 Event type: regulatory Sentiment: negative Materiality: 0.75 Item codes: 3.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Aravive fails to meet three Nasdaq listing standards; cure period to March 13, 2024 -------------------------------------------------------------------------------- - MVLS below $50M for 30 consecutive business days (Aug 3-Sep 14, 2023); 180-day cure ends March 13, 2024. - MVPHS below $15M over same period; compliance requires closing at $15M+ for 10 consecutive days. - Minimum bid price below $1.00 for 30 consecutive days; same cure period applies. - If not cured by March 13, 2024, Nasdaq may delist; company can appeal or apply to transfer to Nasdaq Capital Market. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1513818/000143774923026308/0001437749-23-026308-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1513818/000143774923026308/arav20230918_8k.htm HTML page: https://secwatch.observer/filing/0001437749-23-026308 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer