secwatch / observer
8-K filed October 4, 2023, 7:59 PM ET ticker VTGN CIK 0001411685
other material confidence high sentiment neutral materiality 0.80

Vistagen raises $100M via underwritten offering with warrants; proceeds fund fasedienol Phase 3

Vistagen Therapeutics, Inc.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Vistagen Therapeutics, Inc. entered into Underwriting Agreement with Jefferies LLC, Stifel, Nicolaus & Company, Incorporated, and William Blair & Company, L.L.C. valued at combined offering price for each share of Common Stock, accompanying T1 Warrant and accompanying T2 (effective 2023-10-02).

Action
entry
Agreement
underwriting
Counterparty
Jefferies LLC, Stifel, Nicolaus & Company, Incorporated, and William Blair & Company, L.L.C.
Value
combined offering price for each share of Common Stock, accompanying T1 Warrant and accompanying T2
Effective
2023-10-02
Exact text from the filing
On October 2, 2023, Vistagen Therapeutics, Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with Jefferies LLC, Stifel, Nicolaus & Company, Incorporated, and William Blair & Company, L.L.C., as the representatives of the underwriters listed on Schedule A attached thereto (the “Underwriters”), in connection with the underwritten offering, issuance and sale by the Company of 15,010,810 shares of the Company’s common stock, $0.001 par value per share (the “Common Stock”), pre-funded warrants to purchase up to 3,577,240 shares of Common Stock (the “Pre-Funded Warrants”), warrants to purchase up to 9,294,022 shares of Common Stock (or pre-funded warrants to purchase up to 9,294,022 shares of Common Stock in lieu thereof) (the “T1 Warrants”) and warrants to purchase 11,265,086 shares of Common Stock (or pre-funded warrants to purchase up to 11,265,086 shares of Common Stock in lieu thereof) (the “T2 Warrants”).
View on SEC.gov

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Vistagen Therapeutics, Inc. filing history →

Source: SEC EDGAR
accession 0001437749-23-027662
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