---
schema_version: "secwatch.filing_event.v1"
accession: "0001437749-23-028177"
form_type: "8-K"
ticker: "MIND"
cik: "0000926423"
company_name: "MIND TECHNOLOGY, INC"
filed_at: "2023-10-13T23:59:59+00:00"
generated_at: "2026-06-10T00:28:31.528570+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.55
calibrated_materiality_score: 0.55
confidence: "high"
source: SEC EDGAR
---

# MIND Technology effects 1-for-10 reverse stock split to regain Nasdaq compliance

## Summary
- Reverse stock split at ratio of 1-for-10; effective 5:00 p.m. ET on October 13, 2023.
- Outstanding common shares reduced from ~13.79M to ~1.38M; par value unchanged at $0.01.
- Common stock begins trading split-adjusted on October 16, 2023 under MIND; new CUSIP 602566309.
- Corresponding amendment to Series A Preferred Stock (MINDP) adjusts share cap and exchange cap pro rata.
- Split intended to meet Nasdaq minimum bid price requirement for continued listing.

## SEC filing metadata
- accession: 0001437749-23-028177
- form_type: 8-K
- ticker: MIND
- cik: 0000926423
- company_name: MIND TECHNOLOGY, INC
- filed_at: 2023-10-13T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.55
- calibrated_materiality_score: 0.55
- confidence: high
- sec_items: 3.03, 5.03, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/926423/000143774923028177/0001437749-23-028177-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/926423/000143774923028177/mind20231010_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001437749-23-028177
- JSON: https://secwatch.observer/filing/0001437749-23-028177.json
- Plain text: https://secwatch.observer/filing/0001437749-23-028177.txt

## Key facts
- Governance Changes
  MIND TECHNOLOGY, INC: Certificate of Amendment to Charter approved to effect a one-for-ten reverse stock split (effective 2023-10-13).
  - Change: charter amendment
  - Effective: 2023-10-13
  source text: On October 12, 2023, the Company filed with the Secretary of State of the State of Delaware a Certificate of Amendment to its Charter (the “Charter Amendment”) to effect the Reverse Stock Split.
  evidence_url: https://www.sec.gov/Archives/edgar/data/926423/000143774923028177/0001437749-23-028177-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.