{"schema_version":"secwatch.filing_event.v1","accession":"0001437749-23-028215","form_type":"8-K/A","ticker":"MIND","cik":"0000926423","company_name":"MIND TECHNOLOGY, INC","filed_at":"2023-10-13T23:59:59+00:00","discovered_at":"2026-05-14T18:03:32.436981+00:00","generated_at":"2026-06-10T00:28:24.995603+00:00","sec_items":["5.03","3.03","7.01","9.01"],"event_type":"other_material","sentiment":"neutral","materiality_score":0.55,"calibrated_materiality_score":0.55,"confidence":"high","headline":"MIND Technology effects 1-for-10 reverse stock split to regain Nasdaq compliance","bullets":["Reverse stock split at 1-for-10 ratio; effective 5:00 p.m. ET on October 13, 2023.","Outstanding common shares reduced from ~13.79M to ~1.38M; trading starts Oct 16.","Split intended to meet Nasdaq minimum bid price requirement for continued listing.","Preferred stock share cap and exchange cap adjusted proportionally via Fourth Amendment."],"urls":{"canonical":"https://secwatch.observer/filing/0001437749-23-028215","json":"https://secwatch.observer/filing/0001437749-23-028215.json","markdown":"https://secwatch.observer/filing/0001437749-23-028215.md","text":"https://secwatch.observer/filing/0001437749-23-028215.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/926423/000143774923028215/0001437749-23-028215-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/926423/000143774923028215/mind20231013_8ka.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-10T00:28:24.995603+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"5a447bd7506e59b7f8c5c77f8497d6695f81c019","claim":"MIND TECHNOLOGY, INC: Fourth Certificate of Amendment to Preferred Stock Certificate to adjust share and exchange caps proportionally to the reverse stock split (effective 2023-10-12).","evidence_excerpt":"in connection with the Reverse Stock Split, on October 12, 2023, the Company filed with the Secretary of State of the State of Delaware a Fourth Certificate of Amendment (the \"Fourth Amendment\") of Certificate of Designations, Preferences and Rights of 9.00% Series A Cumulative Preferred Stock (the \"Preferred Stock Certificate\") to increase the Share Cap, as defined in the Preferred Stock Certificate, and decrease the Exchange Cap, as defined in the Certificate of Designations, on a pro rata basis in proportion with the one-for-ten ratio of the Reverse Stock Split.","evidence_source":"SEC 8-K Item 5.03/5.05/5.06","evidence_url":"https://www.sec.gov/Archives/edgar/data/926423/000143774923028215/0001437749-23-028215-index.htm","confidence":0.9,"family_label":"Governance Changes","details":[{"label":"Change","value":"charter amendment"},{"label":"Effective","value":"2023-10-12"}],"fact_type":"governance_change"},{"claim_id":"be1e034a7b0d1c92d928bc5aeeef374f2b772a08","claim":"MIND TECHNOLOGY, INC: Certificate of Amendment to Charter filed to effect a 1-for-10 reverse stock split (effective 2023-10-13).","evidence_excerpt":"On October 12, 2023, the Company filed with the Secretary of State of the State of Delaware a Certificate of Amendment to its Charter (the \"Charter Amendment\") to effect the Reverse Stock Split. The Charter Amendment will become effective at 5:00 p.m. Eastern Time on October 13, 2023.","evidence_source":"SEC 8-K Item 5.03/5.05/5.06","evidence_url":"https://www.sec.gov/Archives/edgar/data/926423/000143774923028215/0001437749-23-028215-index.htm","confidence":0.9,"family_label":"Governance Changes","details":[{"label":"Change","value":"charter amendment"},{"label":"Effective","value":"2023-10-13"}],"fact_type":"governance_change"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}