---
schema_version: "secwatch.filing_event.v1"
accession: "0001437749-23-029523"
form_type: "8-K"
ticker: "HRZN"
cik: "0001487428"
company_name: "Horizon Technology Finance Corp"
filed_at: "2023-10-31T23:59:59+00:00"
generated_at: "2026-06-09T04:33:23.265025+00:00"
event_type: "earnings"
sentiment: "neutral"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Horizon Tech Finance Q3 NII $0.53/sh, NAV falls to $10.41 on credit losses; declares $0.38/sh distributions

## Summary
- NII of $17.4M ($0.53/sh) vs $11.1M ($0.43/sh) a year ago; debt portfolio yield 17.1%.
- NAV per share $10.41, down from $11.47 at Dec 2022, due to $11.8M realized loss and $17.5M unrealized depreciation.
- Declared monthly distributions of $0.11/sh for Jan-Mar 2024 plus special $0.05/sh in Dec 2023; total $0.38/sh.
- Subsequent to quarter end, Evelo equity fair value dropped from $8.5M to $1.1M after $11M loan paydown.
- ATM raised $13.9M net; undistributed spillover income $1.23/sh.

## SEC filing metadata
- accession: 0001437749-23-029523
- form_type: 8-K
- ticker: HRZN
- cik: 0001487428
- company_name: Horizon Technology Finance Corp
- filed_at: 2023-10-31T23:59:59+00:00
- event_type: earnings
- sentiment: neutral
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 2.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1487428/000143774923029523/0001437749-23-029523-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1487428/000143774923029523/hrzn20231030c_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001437749-23-029523
- JSON: https://secwatch.observer/filing/0001437749-23-029523.json
- Plain text: https://secwatch.observer/filing/0001437749-23-029523.txt

## Key facts
- Earnings Releases
  Horizon Technology Finance Corp reported financial results for the third quarter ended September 30, 2023.
  - Period: the third quarter ended September 30, 2023
  - Result: reported results
  source text: On October 31, 2023, Horizon Technology Finance Corporation (the “ Company ”) issued a press release announcing its financial results for the three months ended September 30, 2023.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1487428/000143774923029523/0001437749-23-029523-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.