---
schema_version: "secwatch.filing_event.v1"
accession: "0001437749-23-031617"
form_type: "8-K"
ticker: "HNNA"
cik: "0001145255"
company_name: "HENNESSY ADVISORS INC"
filed_at: "2023-11-13T23:59:59+00:00"
generated_at: "2026-06-08T04:38:19.500451+00:00"
event_type: "m_and_a"
sentiment: "neutral"
materiality_score: 0.4
calibrated_materiality_score: 0.4
confidence: "high"
source: SEC EDGAR
---

# Hennessy Advisors closes first CCM fund asset acquisition; second pending shareholder vote

## Summary
- Acquired assets of CCM Small/Mid-Cap Impact Value Fund; fund reorganized into Hennessy Stance ESG ETF.
- CCM Core Impact Equity Fund shareholder meeting adjourned to Nov 21, 2023 for vote on asset sale.
- If approved, reorganization of the Core Impact Equity Fund into Hennessy Stance ESG ETF expected Q1 2024.
- Deal originally announced April 26, 2023 via Transaction Agreement; no financial terms disclosed.

## SEC filing metadata
- accession: 0001437749-23-031617
- form_type: 8-K
- ticker: HNNA
- cik: 0001145255
- company_name: HENNESSY ADVISORS INC
- filed_at: 2023-11-13T23:59:59+00:00
- event_type: m_and_a
- sentiment: neutral
- materiality_score: 0.4
- calibrated_materiality_score: 0.4
- confidence: high
- sec_items: 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1145255/000143774923031617/0001437749-23-031617-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1145255/000143774923031617/hnna20231110_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001437749-23-031617
- JSON: https://secwatch.observer/filing/0001437749-23-031617.json
- Plain text: https://secwatch.observer/filing/0001437749-23-031617.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.