{"schema_version":"secwatch.filing_event.v1","accession":"0001437749-23-032919","form_type":"8-K","ticker":"GROW","cik":"0000754811","company_name":"U S GLOBAL INVESTORS INC","filed_at":"2023-11-22T23:59:59+00:00","discovered_at":"2026-05-14T18:03:31.954781+00:00","generated_at":"2026-06-07T22:25:57.522424+00:00","sec_items":["3.01","9.01"],"event_type":"regulatory","sentiment":"negative","materiality_score":0.6,"calibrated_materiality_score":0.6,"confidence":"high","headline":"U.S. Global Investors receives Nasdaq non-compliance notice for late filing of Q1 FY2024 Form 10-Q","bullets":["Nasdaq notified GROW on Nov 16, 2023 for failure to timely file Form 10-Q (quarter ended Sep 30, 2023) per Listing Rule 5250(c)(1).","Company must submit a plan to regain compliance by Dec 15, 2023; extension possible until Apr 10, 2024 if accepted.","Form 10-K filed Nov 16, 2023; delay due to tax reserve determination caused cascading delay for Form 10-Q.","Notice has no immediate impact on listing or trading of GROW common stock on Nasdaq Capital Market."],"urls":{"canonical":"https://secwatch.observer/filing/0001437749-23-032919","json":"https://secwatch.observer/filing/0001437749-23-032919.json","markdown":"https://secwatch.observer/filing/0001437749-23-032919.md","text":"https://secwatch.observer/filing/0001437749-23-032919.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/754811/000143774923032919/0001437749-23-032919-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/754811/000143774923032919/usglobal20231122_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-07T22:25:57.522424+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"60683b800eec3808ae35326ca2f21fc06401439e","claim":"U S GLOBAL INVESTORS INC received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).","evidence_excerpt":"November 16, 2023, U.S. Global Investors, Inc. (the “Company”) received a letter (the “Non-Compliance Letter”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that, because the Company has not filed its Quarterly Report on Form 10-Q for the quarter ended September 30, 2023 (the “Form 10-Q”) within the prescribed time period and was delinquent in its filing of its Form 10-K for the period ended June 30, 2023 (the “Form 10-K”), the Company is not in compliance with the timely filing requirement for continued listing under Nasdaq Listing Rule 5250(c","evidence_source":"SEC 8-K Item 3.01","evidence_url":"https://www.sec.gov/Archives/edgar/data/754811/000143774923032919/0001437749-23-032919-index.htm","confidence":0.95,"family_label":"Listing & Compliance Notices","details":[{"label":"Exchange","value":"nasdaq"},{"label":"Notice","value":"deficiency notice"},{"label":"Deficiency","value":"late filing"},{"label":"Rules","value":"5250(c)(1)"}],"fact_type":"exchange_compliance_notice"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}