---
schema_version: "secwatch.filing_event.v1"
accession: "0001437749-23-033117"
form_type: "8-K"
ticker: null
cik: "0001504167"
company_name: "TREX WIND-DOWN, INC."
filed_at: "2023-11-28T23:59:59+00:00"
generated_at: "2026-06-07T20:59:42.763263+00:00"
event_type: "other_material"
sentiment: "negative"
materiality_score: 0.95
calibrated_materiality_score: 0.95
confidence: "high"
source: SEC EDGAR
---

# Timber Pharmaceuticals to be delisted from NYSE American; Chapter 11 case continues

## Summary
- NYSE Regulation notified Timber on Nov 21, 2023 that its common stock will be delisted due to Chapter 11 filing.
- Company also received filing deficiency notice for failing to timely file Q3 2023 10-Q by Nov 20, 2023.
- Timber will not appeal; expects suspension and OTC trading; stockholders may receive no distribution under LEO Stalking Horse APA.
- Bankruptcy Court entered interim NOL order on Nov 22, protecting tax attributes; restricts stock transfers by 4.75%+ holders.
- Press release on Nov 28 announced first-day motions approval and delisting notice.

## SEC filing metadata
- accession: 0001437749-23-033117
- form_type: 8-K
- cik: 0001504167
- company_name: TREX WIND-DOWN, INC.
- filed_at: 2023-11-28T23:59:59+00:00
- event_type: other_material
- sentiment: negative
- materiality_score: 0.95
- calibrated_materiality_score: 0.95
- confidence: high
- sec_items: 3.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1504167/000143774923033117/0001437749-23-033117-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1504167/000143774923033117/tmbr20231128_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001437749-23-033117
- JSON: https://secwatch.observer/filing/0001437749-23-033117.json
- Plain text: https://secwatch.observer/filing/0001437749-23-033117.txt

## Key facts
- Listing & Compliance Notices
  TREX WIND-DOWN, INC. received a nyse_american delisting notice notice regarding other (rules 1003(c)(iii)).
  - Exchange: nyse american
  - Notice: delisting notice
  - Rules: 1003(c)(iii)
  source text: November 21, 2023, the Company received written notice (the “Delisting Notice”) from the staff of NYSE Regulation, Inc. (“NYSE Regulation”) notifying the Company that, as a result of the Bankruptcy Petitions and in accordance with Section 1003(c)(iii) of the NYSE American Company Guide, the NYSE Regulation had determined that the Company’s common stock (the “Securities”) will be delisted from the NYSE American LLC (the “NYSE American”). Additionally, on November 21, 2023 the Company received written notice (the “Filing Deficiency Notice”) from NYSE Regulation notifying the Company that it is n
  evidence_url: https://www.sec.gov/Archives/edgar/data/1504167/000143774923033117/0001437749-23-033117-index.htm
- Listing & Compliance Notices
  TREX WIND-DOWN, INC. received a nyse_american noncompliance notice notice regarding late filing (rules 1007).
  - Exchange: nyse american
  - Notice: noncompliance notice
  - Deficiency: late filing
  - Rules: 1007
  source text: November 21, 2023, the Company received written notice (the “Delisting Notice”) from the staff of NYSE Regulation, Inc. (“NYSE Regulation”) notifying the Company that, as a result of the Bankruptcy Petitions and in accordance with Section 1003(c)(iii) of the NYSE American Company Guide, the NYSE Regulation had determined that the Company’s common stock (the “Securities”) will be delisted from the NYSE American LLC (the “NYSE American”). Additionally, on November 21, 2023 the Company received written notice (the “Filing Deficiency Notice”) from NYSE Regulation notifying the Company that it is n
  evidence_url: https://www.sec.gov/Archives/edgar/data/1504167/000143774923033117/0001437749-23-033117-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.
