secwatch.observer — SEC 8-K summary ====================================== Issuer: GeoVax Labs, Inc. (GOVX) CIK: 0000832489 Form: 8-K Filed at: 2023-12-04T23:59:59+00:00 Accession: 0001437749-23-033444 Event type: other_material Sentiment: negative Materiality: 0.70 Item codes: 1.01, 3.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 GeoVax raises ~$4.37M via warrant inducement; issues new warrants for 21.1M shares at $0.414 -------------------------------------------------------------------------------- - Existing warrants for 10.6M shares exercised at reduced price $0.414/share, gross proceeds ~$4.37M. - Company issues new warrants to purchase up to 21.1M shares at $0.414, vesting in 6 months, expiring in 5.5 years. - Dawson James placement agent with 6% fee; net proceeds for general corporate purposes. - Armistice Capital Master Fund Ltd. is the holder exercising existing warrants. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/832489/000143774923033444/0001437749-23-033444-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/832489/000143774923033444/govx20231202_8k.htm HTML page: https://secwatch.observer/filing/0001437749-23-033444 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer