{"schema_version":"secwatch.filing_event.v1","accession":"0001437749-24-003649","form_type":"8-K","ticker":"HNNA","cik":"0001145255","company_name":"HENNESSY ADVISORS INC","filed_at":"2024-02-09T23:59:59+00:00","discovered_at":"2026-05-14T18:03:23.516936+00:00","generated_at":"2026-06-06T04:43:20.774517+00:00","sec_items":["5.07"],"event_type":"other","sentiment":"neutral","materiality_score":0.25,"calibrated_materiality_score":0.15,"confidence":"high","headline":"Shareholders elect all 8 directors, approve 2024 Omnibus Incentive Plan, ratify Marcum LLP as auditor.","bullets":["All 8 director nominees elected; votes for ranged from ~3.86M to ~4.10M, with broker non-votes ~1.17M.","2024 Omnibus Incentive Plan approved: 3,547,031 for, 983,318 against, 18,859 abstain, 1,171,047 broker non-votes.","Ratification of Marcum LLP as auditor approved: 5,656,134 for, 50,693 against, 13,428 abstain, no broker non-votes."],"urls":{"canonical":"https://secwatch.observer/filing/0001437749-24-003649","json":"https://secwatch.observer/filing/0001437749-24-003649.json","markdown":"https://secwatch.observer/filing/0001437749-24-003649.md","text":"https://secwatch.observer/filing/0001437749-24-003649.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1145255/000143774924003649/0001437749-24-003649-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1145255/000143774924003649/hnna20240208c_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-06T04:43:20.774517+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"4ef0383b972ad165c25ee297179adf8e0b486fd3","claim":"HENNESSY ADVISORS INC shareholders approved Election of Directors at the 2024-02-08 meeting.","evidence_excerpt":"The Annual Meeting of Hennessy Advisors, Inc. was held on February 8, 2024. At the Annual Meeting, the following directors were elected by the votes indicated for terms expiring at the annual meeting of shareholders to be held in 2025: For Withheld Broker Non‐votes","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1145255/000143774924003649/0001437749-24-003649-index.htm","confidence":0.9,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"director election"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2024-02-08"}],"fact_type":"shareholder_vote"},{"claim_id":"5eb50a6fa622144e2caf051e3b12030de4e1cbcd","claim":"HENNESSY ADVISORS INC shareholders approved Ratification of the selection of Marcum LLP as the independent registered public accounting firm for Hennessy Advisors, Inc. for fiscal year 2024 at the 2024-02-08 meeting.","evidence_excerpt":"Ratification of the selection of Marcum LLP as the independent registered public accounting firm for Hennessy Advisors, Inc. for fiscal year 2024 5,656,134 50,693 13,428 0","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1145255/000143774924003649/0001437749-24-003649-index.htm","confidence":0.9,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"auditor ratification"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2024-02-08"}],"fact_type":"shareholder_vote"},{"claim_id":"763303145548bd9f16b0b15744135e339b4f345a","claim":"HENNESSY ADVISORS INC shareholders approved Approval of the Hennessy Advisors, Inc. 2024 Omnibus Incentive Plan at the 2024-02-08 meeting.","evidence_excerpt":"Approval of the Hennessy Advisors, Inc. 2024 Omnibus Incentive Plan 3,547,031 983,318 18,859 1,171,047","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1145255/000143774924003649/0001437749-24-003649-index.htm","confidence":0.9,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"equity plan"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2024-02-08"}],"fact_type":"shareholder_vote"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}