secwatch.observer — SEC 8-K summary
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Issuer:     HENNESSY ADVISORS INC (HNNA)
CIK:        0001145255
Form:       8-K
Filed at:   2024-02-09T23:59:59+00:00
Accession:  0001437749-24-003649
Event type: other
Sentiment:  neutral
Materiality: 0.15
Item codes: 5.07
LLM model:  deepseek-v4-flash:cloud@v2

Shareholders elect all 8 directors, approve 2024 Omnibus Incentive Plan, ratify Marcum LLP as auditor.
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- All 8 director nominees elected; votes for ranged from ~3.86M to ~4.10M, with broker non-votes ~1.17M.
- 2024 Omnibus Incentive Plan approved: 3,547,031 for, 983,318 against, 18,859 abstain, 1,171,047 broker non-votes.
- Ratification of Marcum LLP as auditor approved: 5,656,134 for, 50,693 against, 13,428 abstain, no broker non-votes.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1145255/000143774924003649/0001437749-24-003649-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1145255/000143774924003649/hnna20240208c_8k.htm
  HTML page:      https://secwatch.observer/filing/0001437749-24-003649

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer