---
schema_version: "secwatch.filing_event.v1"
accession: "0001437749-24-005900"
form_type: "8-K"
ticker: "CRVO"
cik: "0001053691"
company_name: "CervoMed Inc."
filed_at: "2024-02-28T23:59:59+00:00"
generated_at: "2026-06-05T07:54:57.348866+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.55
calibrated_materiality_score: 0.55
confidence: "high"
source: SEC EDGAR
---

# CervoMed amends warrant cap; chairman's trust exercises for 495,959 shares

## Summary
- On Feb 26, 2024, CervoMed amended its pre-funded warrant held by Joshua S. Boger's trust, removing 9.99% beneficial ownership restriction.
- Immediately after, the trust cashlessly exercised the warrant, receiving 495,959 shares of common stock.
- Post-exercise, total shares outstanding increased to 6,170,479 as of Feb 27, 2024.
- Joshua S. Boger, Ph.D., chair of board, is sole trustee; trust now holds substantial stake.

## SEC filing metadata
- accession: 0001437749-24-005900
- form_type: 8-K
- ticker: CRVO
- cik: 0001053691
- company_name: CervoMed Inc.
- filed_at: 2024-02-28T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.55
- calibrated_materiality_score: 0.55
- confidence: high
- sec_items: 1.01, 3.03, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1053691/000143774924005900/0001437749-24-005900-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1053691/000143774924005900/crvo20240228_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001437749-24-005900
- JSON: https://secwatch.observer/filing/0001437749-24-005900.json
- Plain text: https://secwatch.observer/filing/0001437749-24-005900.txt

## Key facts
- Material Agreements
  CervoMed Inc. amended Amendment with The Joshua S. Boger 2021 Trust DTD 12/09/2021 (effective 2024-02-26).
  - Action: amendment
  - Counterparty: The Joshua S. Boger 2021 Trust DTD 12/09/2021
  - Effective: 2024-02-26
  source text: ☐ 1 Item 1.01 Entry into a Material Definitive Agreement Amendment to Pre-Funded Warrant As previously disclosed, on August 16, 2023, CervoMed Inc.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1053691/000143774924005900/0001437749-24-005900-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.