secwatch.observer — SEC 8-K summary
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Issuer:     CervoMed Inc. (CRVO)
CIK:        0001053691
Form:       8-K
Filed at:   2024-02-28T23:59:59+00:00
Accession:  0001437749-24-005900
Event type: other_material
Sentiment:  neutral
Materiality: 0.55
Item codes: 1.01, 3.03, 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

CervoMed amends warrant cap; chairman's trust exercises for 495,959 shares
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- On Feb 26, 2024, CervoMed amended its pre-funded warrant held by Joshua S. Boger's trust, removing 9.99% beneficial ownership restriction.
- Immediately after, the trust cashlessly exercised the warrant, receiving 495,959 shares of common stock.
- Post-exercise, total shares outstanding increased to 6,170,479 as of Feb 27, 2024.
- Joshua S. Boger, Ph.D., chair of board, is sole trustee; trust now holds substantial stake.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1053691/000143774924005900/0001437749-24-005900-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1053691/000143774924005900/crvo20240228_8k.htm
  HTML page:      https://secwatch.observer/filing/0001437749-24-005900

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