---
schema_version: "secwatch.filing_event.v1"
accession: "0001437749-24-006862"
form_type: "8-K"
ticker: null
cik: "0001401395"
company_name: "Neptune Wellness Solutions Inc."
filed_at: "2024-03-06T23:59:59+00:00"
generated_at: "2026-06-05T02:29:59.015732+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.8
calibrated_materiality_score: 0.8
confidence: "high"
source: SEC EDGAR
---

# Neptune Wellness delisted by Nasdaq; trading suspended March 7, seeks OTCQB listing

## Summary
- Nasdaq Hearings Panel upheld delisting; Company failed minimum bid price ($1.00) and stockholders' equity ($2.5M) rules.
- Trading of NEPT common stock suspended from Nasdaq Capital Market effective March 7, 2024.
- Company seeks to transfer trading to OTCQB Venture Market.
- Company can request review of Panel decision within 15 days (by March 20, 2024).

## SEC filing metadata
- accession: 0001437749-24-006862
- form_type: 8-K
- cik: 0001401395
- company_name: Neptune Wellness Solutions Inc.
- filed_at: 2024-03-06T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.8
- calibrated_materiality_score: 0.8
- confidence: high
- sec_items: 3.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1401395/000143774924006862/0001437749-24-006862-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1401395/000143774924006862/nept20240306_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001437749-24-006862
- JSON: https://secwatch.observer/filing/0001437749-24-006862.json
- Plain text: https://secwatch.observer/filing/0001437749-24-006862.txt

## Key facts
- Listing & Compliance Notices
  Neptune Wellness Solutions Inc. received a nasdaq delisting notice notice regarding other.
  - Exchange: nasdaq
  - Notice: delisting notice
  source text: March 5, 2024, Neptune Wellness Solutions Inc. (the “Company”) received a Staff Delisting Determination (the “Staff Determination”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC notifying the Company that trading of the Company’s common stock (the “Common Stock”) will be suspended from The Nasdaq Capital Market at the opening of business on March 7, 2024, and a Form 25-NSE will be filed with the Securities and Exchange Commission (the “SEC”), which will remove the Company’s securities from listing and registration on The Nasdaq Stock Market. The Company has the righ
  evidence_url: https://www.sec.gov/Archives/edgar/data/1401395/000143774924006862/0001437749-24-006862-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.