secwatch.observer — SEC 8-K summary ====================================== Issuer: Genprex, Inc. (GNPX) CIK: 0001595248 Form: 8-K Filed at: 2024-03-20T23:59:59+00:00 Accession: 0001437749-24-008592 Event type: other_material Sentiment: neutral Materiality: 0.70 Item codes: 1.01, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Genprex raises $6.5M in registered direct offering with warrants; existing warrants amended -------------------------------------------------------------------------------- - Gross proceeds $6.5M; net estimated ~$5.8M after placement agent fees and expenses. - Offers 1,542,112 shares or pre-funded warrants plus 1,542,112 warrants at $4.215 per unit. - Warrants exercisable at $4.09 per share, expire 5 years from issuance. - Amends existing warrants for 194,248 shares from $44/$35.40 to $4.09 exercise price; extends expiration to 5 years from closing. - H.C. Wainwright acts as placement agent; receives 7% cash fee and 92,527 placement agent warrants. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1595248/000143774924008592/0001437749-24-008592-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1595248/000143774924008592/gnpx20240305_8k.htm HTML page: https://secwatch.observer/filing/0001437749-24-008592 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer