secwatch.observer — SEC 8-K summary ====================================== Issuer: GeoVax Labs, Inc. (GOVX) CIK: 0000832489 Form: 8-K Filed at: 2024-05-21T23:59:59+00:00 Accession: 0001437749-24-017865 Event type: other_material Sentiment: neutral Materiality: 0.55 Item codes: 1.01, 3.02, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 GeoVax raises ~$1.3M in registered direct offering and warrant placement ------------------------------------------------------------------------ - Sold 220,000 shares and 582,844 pre-funded warrants at $1.68/share; gross proceeds ~$1.3M. - Concurrent private placement: warrants to purchase up to 1,605,688 shares at $1.68, 5-year term. - Net proceeds ~$1.18M for working capital and general corporate purposes. - Roth Capital Partners acted as placement agent with a 7% cash fee. - Offering closed on May 21, 2024; 90-day lock-up on further equity issuance. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/832489/000143774924017865/0001437749-24-017865-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/832489/000143774924017865/govx20240521c_8k.htm HTML page: https://secwatch.observer/filing/0001437749-24-017865 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer