---
schema_version: "secwatch.filing_event.v1"
accession: "0001437749-24-020958"
form_type: "8-K"
ticker: "GOVX"
cik: "0000832489"
company_name: "GeoVax Labs, Inc."
filed_at: "2024-06-21T23:59:59+00:00"
generated_at: "2026-06-01T03:06:45.484856+00:00"
event_type: "regulatory"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# GeoVax receives Nasdaq non-compliance notice but regains compliance via warrant amendment

## Summary
- Company issued 802,844 shares and warrants in $1.3M private placement at $1.68/unit, triggering Nasdaq Rule 5635(d).
- Nasdaq notified GeoVax on June 20, 2024, of failure to obtain prior shareholder approval for >20% issuance below minimum price.
- On June 14, 2024, GeoVax amended warrants via Side Letter to require stockholder approval, eliminating deficiency.
- Nasdaq determined compliance regained; matter closed; listing of GOVX and GOVXW unaffected.
- Warrant exercise now contingent on shareholder approval; no value attributed to warrants in pricing calculation.

## SEC filing metadata
- accession: 0001437749-24-020958
- form_type: 8-K
- ticker: GOVX
- cik: 0000832489
- company_name: GeoVax Labs, Inc.
- filed_at: 2024-06-21T23:59:59+00:00
- event_type: regulatory
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 3.01, 3.03, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/832489/000143774924020958/0001437749-24-020958-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/832489/000143774924020958/govx20240614_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001437749-24-020958
- JSON: https://secwatch.observer/filing/0001437749-24-020958.json
- Plain text: https://secwatch.observer/filing/0001437749-24-020958.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.