---
schema_version: "secwatch.filing_event.v1"
accession: "0001437749-24-022492"
form_type: "8-K"
ticker: "WINT"
cik: "0000946486"
company_name: "WINDTREE THERAPEUTICS INC /DE/"
filed_at: "2024-07-10T23:59:59+00:00"
generated_at: "2026-05-31T22:26:38.649306+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.4
calibrated_materiality_score: 0.4
confidence: "high"
source: SEC EDGAR
---

# Windtree Therapeutics issues $200K in senior secured/unsecured notes due 2025 at 10% interest with 15% OID

## Summary
- Issued $117,647 secured note and $117,647 unsecured promissory note for $200K gross proceeds; 15% original issue discount.
- Notes bear 10% annual interest, increasing to 18% upon default; payable monthly in cash.
- Maturity July 3, 2025, extendable at holder's option; optional redemption at 120% of remaining amount.
- Mandatory redemption from 30% of proceeds if stock sold under equity line of credit.
- Secured note has first-priority security interest in all present and after-acquired assets.

## SEC filing metadata
- accession: 0001437749-24-022492
- form_type: 8-K
- ticker: WINT
- cik: 0000946486
- company_name: WINDTREE THERAPEUTICS INC /DE/
- filed_at: 2024-07-10T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.4
- calibrated_materiality_score: 0.4
- confidence: high
- sec_items: 2.03, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/946486/000143774924022492/0001437749-24-022492-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/946486/000143774924022492/wint20240710_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001437749-24-022492
- JSON: https://secwatch.observer/filing/0001437749-24-022492.json
- Plain text: https://secwatch.observer/filing/0001437749-24-022492.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.