---
schema_version: "secwatch.filing_event.v1"
accession: "0001437749-24-023472"
form_type: "8-K"
ticker: "RMCF"
cik: "0001616262"
company_name: "Rocky Mountain Chocolate Factory, Inc."
filed_at: "2024-07-25T23:59:59+00:00"
generated_at: "2026-05-31T16:18:17.881001+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Rocky Mountain Chocolate Factory gets Nasdaq deficiency notice for low equity

## Summary
- Nasdaq notified RMCF that stockholders' equity of $9.018M is below the $10M minimum for continued listing on the Global Market.
- Company has 45 days (until September 2, 2024) to submit a plan to regain compliance; Nasdaq may grant a 180-day extension.
- Alternative quantitative standards (market value, revenue) were also not met as of the letter's date.
- No immediate impact on trading; stock continues trading under symbol 'RMCF' on Nasdaq Global Market.
- Company intends to take all reasonable measures to regain compliance but can't guarantee approval.

## SEC filing metadata
- accession: 0001437749-24-023472
- form_type: 8-K
- ticker: RMCF
- cik: 0001616262
- company_name: Rocky Mountain Chocolate Factory, Inc.
- filed_at: 2024-07-25T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1616262/000143774924023472/0001437749-24-023472-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1616262/000143774924023472/rmcfd20240725_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001437749-24-023472
- JSON: https://secwatch.observer/filing/0001437749-24-023472.json
- Plain text: https://secwatch.observer/filing/0001437749-24-023472.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.